Global Leaders in Finance - Interview Series

As the Chief Financial Officer (CFO) and Chief Compliance Officer (CCO) of Bay City Capital (BCC), Susan Vuong manages the financial and tax reporting of the firm and ensures that the firm complies with all regulatory requirements. Among a wide range of responsibilities, her multifaceted role includes implementing and monitoring compliance programs and coordinating annual compliance training for all the staff and Managing Directors.

Shez is a managing director in the investment banking practice. He focuses primarily on M&A for middle market companies in the industrial sectors and is responsible for business origination as well as running the execution team for transactions.

Mario Hernandez runs the operations and compliance for a third-party investment management firm with assets under management of over $1 billion. He manages an operations team of 4 people who provide the back office support for over 50 financial advisors they work with. In addition, he serves as the in-house HR specialist and IT consultant. Finally, he leads the wealth management team that serves their in-house clients and provides the client relationship and financial planning for these clients.