Shareholder Register
What is a Shareholder Register? A shareholder register is a list of all active and former owners of a company’s shares. The register includes details of shareholders, such as their name, address, the number of shares they own, class of shares held, date when they became a shareholder, and when they ceased being a shareholder....
Sellout
What is a Sellout? A sellout is a situation where investors are compelled to dispose of their assets due to non-economic factors, such as divorce, illness, or margin calls by a brokerage firm. In times of panic, investors are more interested in generating quick liquidity than optimizing the return on the security. When an investor’s...
Selling Into Strength
What is Selling Into Strength? Selling into strength is a trading strategy that involves selling long or short when the price of an investment is rising, but before a reversal occurs. Such a strategy is designed to optimize profit before a reversal occurs in the price of the security by locking in gains or taking...
Selloff
What is a Selloff? A selloff is the selling of a large volume of securities within a short time, causing a corresponding decline in its price. It occurs when a large number of a company’s shareholders sell due to various factors such as profit warnings, the threat of technological disruption, or fears of increased competition...
Selling Away
What is Selling Away? Selling away is an inappropriate practice by an investment professional – such as a financial adviser or stockbroker – who sells or solicits a client to purchase securities not approved by the brokerage firm with which he/she is affiliated. Generally, brokerage firms keep a list of approved securities products that their...
